Step by step gather your strength; in unity, bold actions reveal the truth.
From
9
Small Restraint
To
43
Breakthrough
Accepting reluctantly
One proceeds with regret to avoid disappointing others. taoscopy.com
Small Restraint9
Focus on the small details and subtle actions. Gentle persistence and restraint will gradually lead you to success.
↓ Line 4
Sincerity and honesty can resolve conflicts and alleviate fears, leading to a state without blame.
↓ Line 6
After a period of tension, relief comes. However, continued perseverance in a situation that has reached its peak can lead to danger and misfortune.
↓ Breakthrough 43
Break through obstacles with determination and clarity. Confront negativity openly while maintaining integrity and wisdom. The truth must be revealed, yet patience is required.
Other titles: The Taming Power of the Small, The Symbol of Small restraint, The Lesser Nourisher, Taming the Small Powers, Small Accumulating, Small Harvest, Small Obstruction, Nurturance by the Small, Restraint by the Weak, Restrained, Minor Restraint, The Weak Force, The Force of the Small, Weak Forces Restrain Strong Forces "The restraint is small, success follows. Overcoming something small which is poisoning or nagging. Partially relieving a situation. Influencing that which one cannot change.” -- D.F. Hook
Judgment
Legge:Passive Restraint brings about progress and success. We see dense clouds, but no rain coming from our western borders.
Wilhelm/Baynes: The Taming Power of the Small has success. Dense clouds, no rain from our western region.
Blofeld: The Lesser Nourisher. Success! Dense clouds giving forth no rain approach from the western outskirts. [On the whole, this hexagram presages good for us. The wind blowing across the heavens does not have the nourishing virtues of rain, but it refreshes us and makes us feel better. Thus, if things are going reasonably well with us, we may expect an improvement, especially in the future when, presumably, the nourishing rain will fall. However, as lines three and six indicate, if we are in serious trouble, we must not expect much help from the rather mild good fortune that is blowing our way. The conception of something weak or yielding bringing great benefit has been greatly developed by the Taoists who, as though they were familiar with judo, recognize the strength to be found in softness and the dangerous weakness sometimes occasioned by too much strength. The name of this hexagram understood somewhat differently may also be taken to mean that the time is propitious for undertaking additional activity or the care of the young.]
Liu: Taming the Small Powers: success. Thick clouds come from the west. No rain. [This situation symbolizes the preparation which precedes a new development.]
Ritsema/Karcher:Small Accumulating, Growing. Shrouding clouds, not raining. Originating-from my Western suburbs. [This hexagram describes your situation in terms of a variety of seemingly unconnected events and impulses. It emphasizes that retaining and hoarding these experiences through adapting to them is the adequate way to handle it...]
Shaughnessy:Small Harvest:Receipt; dense clouds do not rain from our western pasture.
Cleary (1):Nurturance by the small is developmental. Dense clouds do not rain, proceeding from one’s own western province.
Cleary (2): At small obstruction, nurturing the small succeeds… (etc.)
Wu:Restraint of the Small indicates pervasiveness. There are dense clouds, but no rain coming from our western countryside.
The Image
Legge: The image of the sky with the wind moving above it forms Passive Restraint. The superior man, in accordance with this, adorns the outward manifestation of his virtue.
Wilhelm/Baynes: The wind drives across heaven: the image of The Taming Power of the Small. Thus the superior man refines the outward aspect of his nature.
Blofeld: This hexagram symbolizes wind blowing across the sky. The Superior Man displays his scholarly accomplishments.
Liu: The wind blows across the sky, symbolizing Taming the Small Powers. The superior man improves his ability and virtue.
Ritsema/Karcher: Wind moving above heaven. Small Accumulating. A chun tzu uses highlighting the pattern to actualize-tao.[Actualize-tao: ...ability to follow the course traced by the ongoing process of the cosmos... Linked with acquire, TE: acquiring that which makes a being become what it is meant to be.]
Cleary (1): Wind blowing up in the sky is small nurturance; thus do superior people beautify cultured qualities.
Cleary (2): Wind moving up in the sky, nurturing the small. Thus do leaders beautify cultured qualities.
Wu: The wind blows in the sky above; this is Restraint of the Small. Thus the jun zi refines his splendorous virtue.
COMMENTARY
Confucius/Legge: In the ninth hexagram the magnetic line takes her proper place, and all the lines above and below obey her -- hence the name Passive Restraint. The figure is composed of the trigrams of Strength plus Flexibility. Dynamic lines occupy the central places, and their will is accomplished -- this means progress and success. Dense clouds but no rain depict the advancing dynamic lines, but their source in the west shows that their beneficial influence has yet to be felt.
Legge: The symbolism of the hexagram Passive Restraint is taken from the magnetic line in the fourth place which holds all of the dynamic lines in restraint. This is because the fourth place is properly passive (magnetic), and the response of the other lines is therefore one of submission to her authority.
The second sentence of the Judgment indicates the time and place of King Wen whose homeland was the western portion of China in the twelfth century B.C. Rain coming and moistening the ground causes the luxuriant growth of the natural world, and symbolizes the blessings which flow from good government. Therefore from the west, the hereditary territory of the legendary author of the I Ching, come the blessings which might enrich the whole kingdom. Here, however, they are somehow restrained -- the dense clouds do not yet empty their stores. Ch'eng-tzu, Wang Feng, and other scholars say, in effect: Dense clouds should give rain. That they exist without doing so shows the restraining influence of the hexagram at work. But the dynamic influence of the other lines still continues, and the rain will eventually fall. The wind moves in the sky and then ceases -- it can restrain for a time, but not indefinitely.
Cleary (1): Being strong, yet acting submissively, the submissiveness subdues the strength, and strength cannot act on its own. The heart grows daily humbler, while the virtue grows daily higher. One can thereby gradually get to the realm of sages. This is why nurturance by the small is developmental.
Cleary (2): When you encounter situations that obstruct you and bog you down, if you do not get resentful or bitter, but just nurture yourself to digest them, you will be successful … Indeed, events and situations that formerly obstructed you can become means of self-development; this is how you succeed …This line (Sic) indicates the value of not grabbing for easy success and the value of long-term results.
Wu:Restraint of the Small means literally small accumulation or small restraint. “Small” is another name for yin. “Small accumulation” or “small restraint” can also mean accumulation or restraint of the yin … When there are clouds, but no rain, it means that something has intervened and prevented the cycle from completion ... The judgment simply means: Many factors can derail a potential success and we should weigh them carefully before making a decision.
Anthony: Our influence is limited by the circumstances… We should avoid ambition to make progress as this exerts a negative pressure on people. It also indicates that we do not yet trust our path of non-action or the power of truth to change the situation…
NOTES AND PARAPHRASES
Judgment: Power is accumulated by gently withholding its expression.
The Superior Man transforms his insights into components of his conscious will. Or: He works on his outer, conscious (as opposed to inner, unconscious), awareness. Or: He lives his beliefs.
Wilhelm's translation of the title of this hexagram is The Taming Power of the Small. I have substitutedPassive Restraintas a phrase more compatible with contemporary English. The titles rendered by the other translators, in my opinion, do not convey the meaning of the hexagram: Liu's Taming the Small Powers even seems diametrically opposed to it, though it is obvious that the title has multiple meanings. In describing the action of the trigrams in this hexagram, Wilhelm conveys its essential meaning. (From Lectures on the I Ching):
The function of wind is to tame creative forces, to accumulate these and to make them visible. It is exceedingly difficult to understand this relationship of forces, because the power used here is not expressed with might, but it is the softest, gentlest, force imaginable. Wind is the least visible of all phenomena, and this invisible wind is now needed to concentrate that which strives upward, the strongest of all phenomena ... The unconscious acts and creates as it must, and we should submit to the surgings of its waves. Only in the peripheral region, in the small free zone of consciousness, can work be taken up each day, and whatever needs refining can be refined. This is not superfluous work. Although this small zone of consciousness and freedom is only a thin rind, its contact with the forces of the unconscious is vigorous ... Hence, that which is seemingly small and insignificant is, after all, the power that succeeds in taming chaos by means of steady work and perseverance.
Lines one through four of the ninth hexagram show different forms of restraint during a time of building tension. The dark clouds are accumulating, and we know that eventually the rain will fall and the tension will be released. Rain always symbolizes a union between Heaven and Earth in the I Ching,which in turn means a synthesis of some sort. In the present instance, the synthesis is still building, and although the tension seems to demand action we are counseled to remain still. The magnetic force must hold the overwhelming pressure of the dynamic forces in check.
The fifth line depicts the focal point at which the forces are gathered, and the sixth line shows the restraint necessary to allow the new transformation to stabilize. If we turn the hexagram over we get Cautious Advance, which depicts a different situation in which very careful action is called for. In the present instance however, no action is correct action.
Through the activity of divine providence, an abundance of blessing descends on the creatures, but this awakening of the power of providence is dependent on the deeds of created beings, on "awakening from below." Gershom Scholem – Kabbalah
Line 4
Legge: The fourth line, magnetic, shows its subject possessed of sincerity. The danger of bloodshed is thereby averted, and her ground for apprehension dismissed. There will be no mistake.
Wilhelm/Baynes: If you are sincere, blood vanishes and fear gives way. No blame.
Blofeld: Owing to confidence, bloody and terrible deeds are avoided -- no error.
Liu: If you are forthright, bloodshed and fear vanish; no blame.
Ritsema/Karcher: Possessing conformity. Blood departing, awe issuing-forth. Without fault.[Possessing conformity: "Inner and outer are in accord; confidence of the spirits has been captured..."]
Shaughnessy: There is a return; blood departs, warily exiting; there is no trouble.
Cleary (2): If there is truthfulness, blood goes and fear leaves, and there is no fault.
Wu: There is self-confidence. Blood vanishes and vigilance diminishes. There will be no blame.
COMMENTARY
Confucius/Legge: The subjects of the lines above agree in aim with her. Wilhelm/Baynes: The one at the top agrees in attitude. Blofeld: The will of our superiors is identical with our own. Ritsema/Karcher: Uniting purposes above indeed. Cleary (2): There is a consonance of will with on high. Wu: He shares a common goal with the person above.
Legge: Line four, the lone magnetic line surrounded by dynamic lines, might well expect wounds and feel apprehension in trying to restrain the others. But she is in her proper place and is the first line of the trigram of Docile Flexibility. She is said to have sincerity, and the dynamic lines are moved to sympathy and help, and there is no mistake.
NOTES AND PARAPHRASES
Siu: The man follows the path of righteous flexibility, thereby eliminating anxieties and averting the dangers of bloodshed. He is always mindful of the question: what if you are wrong?
Wing: If you are honest and sincere and influence others with the correct advice, you can avoid existing and terrible dangers. Fear and anxiety will give way only to truth. Then no error will be made.
Editor: Line four gives the symbolism of the hexagram its meaning. It is the passive strength of non-action properly holding all dynamic impetus in check.
As the individual takes up the situations and experiences of his life, step by step, from the very beginning, and brings before the bar of his adult consciousness the acts of his ignorant and unconscious former self, he finds himself obliged to take responsibility for certain acts, performed in ignorance, for which at the time he could not take responsibility... As (he) follows through this process of taking responsibility for his former unconsciousness, the actions that were at that earlier time outside of his control, completely autonomous, lost to the personality, are joined to consciousness. Something of himself that has been in possession of the dragon is redeemed, and that amount of the dragon's energy is captured for the individual's own use. M. E. Harding --Psychic Energy
A. The courage of your convictions will help you overcome a difficult situation. Sincere devotion to the Work resolves all problems, weathers all storms.
Line 6
Legge: The sixth line, dynamic, shows how the rain has fallen, and the onward progress is stayed; so must we value the full accumulation of the virtue of humble service. But a wife exercising restraint, however firm and correct she may be, is in the position of peril, and like the moon approaching to the full. If the superior man prosecutes his measures in such circumstances, there will be evil.
Wilhelm/Baynes: The rain comes, there is rest. This is due to the lasting effect of character. Perseverance brings the woman into danger. The moon is nearly full. If the superior man persists, misfortune comes.
Blofeld: The rains are falling and a time of rest has come. Virtue continues to increase. At this moment, persistence would bring serious trouble to women. Were the Superior Man to venture forth at the time of the full moon, he would be courting calamity.
Liu: It is raining; one can rest, respected for one's virtues. Continuing to hesitate like a woman brings danger; the moon is almost full. If the superior man sets forth, misfortune.
Ritsema/Karcher: Already rain, already abiding. Honoring actualizing-tao carrying. The wife, Trial: adversity. The moon almost facing. A chun tzu chastising: pitfall. [Actualize-tao:...ability to follow the course traced by the ongoing process of the cosmos... Linked with acquire, TE: acquiring that which makes a being become what it is meant to be.]
Shaughnessy: Having rained and having stopped, he still gets to ride; for a maiden to determine is auspicious; the moon is almost full; for the gentleman to be upright is inauspicious.
Cleary(1): It has rained and settled. Esteeming virtue, putting the wife on top, though she be chaste there is danger. The moon is almost full; it bodes ill for the superior person to go on an expedition.
Wu: The rain has come and it has brought comfort to people. Those who are virtuous deserve it. The woman is in a difficult situation despite her proper conduct. The moon is almost full. It will be foreboding for the jun zi to be venturesome.
COMMENTARY
Confucius/Legge: The power of Passive Restraint has accumulated to the full. If the superior man prosecutes his measures, he will find himself obstructed. Wilhelm/Baynes: "The rain comes, there is rest." This is the continuously cumulative effect of character. “If the superior man persists, misfortune comes,” for there might be doubts. Blofeld: The first sentence indicates that our stock of virtues is mounting; that about the Superior Man indicates that we may expect trouble. Ritsema/Karcher: Actualizing-tao amassing carrying indeed. Possessing a place to doubt indeed. Cleary (2): It having rained and settled represents full development of inner qualities. It is unlucky for a leader to go on an expedition, as there is some doubt. Wu: Only those who have accumulated virtues deserve good fortune. His action raises doubts about his judgment.
Legge: In line six the idea of the hexagram has run its course. The harmony of nature is restored. The rain falls, and the onward march of the dynamic lines should now stop. But passive restraint that has achieved such a result, if it plume itself on it, will be in the perilous position of the full moon which can now only wane. Let the superior man, when he has attained his end, remain in quiet. Restraint is at its height and the restrained should keep still for a time. The paragraph is metrical, and we have a couplet:
Lo! Rain, lo! Rest, the power is full!
Good man! Hold hard. Obstructions rule!
NOTES AND PARAPHRASES
Siu: Bit by bit the man achieves success. This should be valued but not pushed too far. When the moon is full, waning is inevitable. Quiescence is in order.
Wing: You have won the battle. Rest and consolidate your position now and restrain yourself from going after the entire war. Caution: Adversity is on the rise. If you attempt to push ahead, you will meet with misfortune.
Editor: Rain symbolizes the union of Heaven and Earth, and the issue from such union is always a new synthesis of forces. The Judgment describes dense clouds, but no rain -- an image of tension and its impending resolution. Here that resolution has taken place -- it is now time to rest and allow the synthesis to stabilize. The image of the wife in peril during a waxing moon suggests that continuing to push forward could result in an uncontrollable emotional release. Rest and relaxation are called for to reduce tension. If this is the only changing line, the new hexagram become number 5,Waiting, reinforcing the idea that inaction is the proper response now. Sometimes one gets this line when anxiously importuning the oracle: it is telling you to relax and cease striving. Ritsema/Karcher render "Actualize-tao”: Ability to follow the course traced by the ongoing process of the cosmos ... Linked with acquire, TE: acquiring that which makes a being become what it is meant to be. And "Adversity,” (LI) as: Danger, threatening, malevolent demon ... It indicates a spirit or ghost that seeks revenge by inflicting suffering upon the living. Pacifying or exorcizing such a spirit can have a healing effect.” I have always found these definitions extremely useful in interpreting any line in which they appear.
Remember the Sabbath day and keep it holy. For six days you shall labor and do all your work, but the seventh day is a Sabbath for Yahweh your God. You shall do no work that day, neither you nor your son nor your daughter nor your servants, men or women, nor your animals nor the stranger who lives with you. For in six days Yahweh made the heavens and the earth and the sea and all that these hold, but on the seventh day he rested; that is why Yahweh has blessed the Sabbath day and made it sacred. Exodus 20: 8-11
A. Suggests the completion of a cycle -- rest is now required to allow a reorganization of forces for a new phase of the Work. Relax, let go -- leave the Work alone for a while.
Other titles: Break-through, The Symbol of Decision, Resolution, Determination, Parting, Removing Corruption, Eradication
Judgment
Legge: Recognizing the risks involved in criminal prosecution, justice demands a resolute proof of the culprit's guilt in the royal court. One informs one's own city that armed force is not necessary. In this way progress is assured.
Wilhelm/Baynes:Break-through. One must resolutely make the matter known at the court of the king. It must be announced truthfully. Danger. It is necessary to notify one's own city. It does not further to resort to arms. It furthers one to undertake something.
Blofeld: Resolution. When a proclamation is made at the court of the King, frankness in revealing the true state of affairs is dangerous. [In vital matters, frankness may prove dangerous.] In making announcements to the people of his own city, it is not fitting for the ruler to carry arms. [It is better to repose trust in our own people.] It is favorable to have some goal (or destination).
Liu: Determination. Someone is proud in the king's court, and the king trusts him. If one exposes the truth, danger. It must be told to one's own people. Using force does not benefit. It does benefit to do something else. [You must decide how to deal with a situation before it reaches a dangerous point, or things will take their own course and overwhelm you.]
Ritsema/Karcher:Parting, displaying tending-towards kingly chambers. Conforming, crying-out, possessing adversity. Notifying originates from the capital. Not Harvesting: approaching arms. Harvesting: possessing directed going. [This hexagram describes your situation in terms of separation and diverging directions. It emphasizes that resolutely dividing your energies is the adequate way to handle it...]
Shaughnessy:Resolution: Raised up at the royal court, returning crying out; there is danger. Announcing from the sky; not beneficial to regulate the belligerents; beneficial to have someplace to go.
Cleary (1): Parting is lauded in the royal court. The call of truth involves danger. Addressing one’s own domain, it is not beneficial to go right to war, but it is beneficial to go somewhere. [The royal court is the abode of the mind-ruler, where true and false are distinguished.]
Cleary (2): Decision is brought up in the royal court. A sincere statement involves danger, etc.
Wu:Eradication indicates a conceited pronouncement in the royal court on the one hand, and a concerted call for vigilance on the other. It is essential to make the danger known to the people, but not to resort to force now. It is advantageous to have undertakings.
The Image
Legge: The image of the waters of a marsh mounting over heaven forms Resoluteness. The superior man, in accordance with this, does not hoard his wealth, but shares it with his subordinates.
Wilhelm/Baynes: The lake has risen up to heaven: the image of Break-through. Thus the superior man dispenses riches downward and refrains from resting on his virtue.
Blofeld: This hexagram symbolizes a marshy lake being drawn (sucked) towards the sky. The Superior Man distributes his emoluments to those below; dwelling in virtue, he renounces them.
Liu: The lake ascends to heaven, symbolizing Determination. The superior man distributes wealth below him, without displaying his favors.
Ritsema/Karcher: Above marsh with-respect-to heaven. Parting. A chun tzu uses spreading-out benefits to extend to the below. A chun tzu uses residing-in actualizing tao, by- consequence keeping-aloof. [Actualize-tao: Ability to follow the course traced by the ongoing process of the cosmos... Linked with acquire, TE: acquiring that which makes a being what it is meant to be.]
Cleary (1): Moisture ascends to heaven, which parts with it. Thus do superior people distribute blessings to reach those below, while avoiding presumption of virtue. [After people get mixed up in temporal conditioning, the discriminatory consciousness takes charge of affairs; wine and sex distract them from reality, the lure of wealth deranges their nature, emotions and desires well forth at once, thoughts and ruminations arise in a tangle, and the mind-ruler is lost in confusion. Because habituation becomes second nature over a long period of time, it cannot be abruptly removed. It is necessary to work on the matter in a serene and equanimous way, according to the time: Eventually discrimination will cease, and the original spirit will return; the human mind will sublimate and the mind of Tao will be complete – again you will see the original self.]
Cleary (2): … If they presumed on their virtue, they would be resented.
Wu: The marsh rises to heaven; this is Eradication. Thus the jun zi distributes his emolument to those below and is loath to monopolize virtues.
COMMENTARY
Confucius/Legge: Resoluteness is the symbol of displacing or removing. We see the dynamic lines displacing the magnetic line. The figure displays the attributes of Strength and Cheerfulness. There is displacement, but harmony continues. The exhibition of the criminal's guilt in the royal court is shown by the magnetic line mounted on five dynamic lines. The awareness of danger and appeal for justice makes the matter clear. If he has recourse to arms, what he prefers will soon be exhausted. When the advance of the dynamic lines is complete, there will be an end to displacement.
Legge:Resoluteness represents the third month when the last vestige of winter, represented by the sixth line, is about to disappear before the advance of summer. The single yin line at the top symbolizes an inferior man, a feudal prince or high minister who is corrupting the government. The five yang lines below are the representatives of good order. The lesson of the hexagram is how to remove corruption from the kingdom. He who would do this must do so by the force of his character more than the force of arms. Never forgetting the dangerous nature of his undertaking, he must openly denounce the criminal in the court and awaken general sympathy to his cause. Among his own adherents ("In his own city") he must prevent any tendency to resort to armed conflict. As a worthy statesman he is not motivated by private feelings.
Hu Ping-wen says: "If but a single inferior man is left, he is sufficient to make the superior man anxious; if but a single inordinate desire be left in the mind, that is sufficient to disturb the harmony of the heavenly principles. The eradication in both cases must be complete, before the labor is ended."
NOTES AND PARAPHRASES
Judgment:Resoluteness involves astute discernment of what is wrong and a discreet re-establishment of order without polarizing the situation. Be clear in your own strategy, but let common sense be your guide about how much you need to disclose to others. Avoid aggression at all costs.
The Superior Man maintains equilibrium by distributing his energy equitably -- he smoothes things out.
The forty-third hexagram is an image of the eradication of an inferior force from the situation at hand: five yang lines resolutely advance on the single yin line, which is about to be pushed out of the hexagram at the top. This is a negative image of the twenty-third hexagram, Disintegration, which shows the opposite situation of five lower yin lines undermining one upper yang line. It is instructive to compare the nearly identical message for the superior man in the Images of each of these figures. The idea is one of fostering an equitable distribution of energy within the situation -- Disintegration and the Resoluteness required to rectify it are extreme situations requiring extreme measures. Such extremes must always be neutralized through a justly distributed balance of forces.
It's not the concern of law that any one class in the city fare exceptionally well, but it contrives to bring this about for the whole city, harmonizing the citizens by persuasion and compulsion, making them share with one another the benefit that each class is able to bring to the commonwealth. And it produces such men in the city not in order to let them turn whichever way each wants, but in order that it may use them in binding the city together. Plato --The Republic
Compare the nuances of meaning in each translation of the Judgment. Wilhelm's is most radical, advising a direct (albeit dangerous), expose of what is wrong. Most of the others imply room for discretion about what needs to be revealed. Diplomacy is the art of knowing when full- disclosure only prevents resolution of the problem. Ritsema/Karcher allude to the proper mind-set required to manage such situations: "[A chun tzu uses] residing-in actualizing tao, by-consequence keeping-aloof." To "reside in actualizing tao," is to live directly from one's essence, and when this is associated with "keeping-aloof" we get an image of quietly rectifying a situation without revealing our purpose or strategy.
Psychologically interpreted,Resoluteness, like Disintegration, depicts an extreme situation which must first be rectified, then prevented from re-occurring through the maintenance of a just balance of power which is administered by the ego under the will of the Self.